Key Competencies * Integrity * Analytical Thinking * Dependability * Attention to Detail * Self Control * Stress Tolerance * Cooperation * Achievement/Effort * Initiative * Leadership
Representative Tasks * Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. * Prepare reports, exhibits and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions. * Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.
IndustryFinance & Insurance, Government, Management of Companies & Enterprises,
Job Family Business and Financial Operations
Sample Job Titles Agent, Bank Compliance Officer, Bank Examiner, Bank Secrecy Act Anti-Money Laundering Officer (BSA/AML Officer), Chief Bank Examiner, Community Reinvestment Act Officer (CRA Officer), Compliance Analyst, Compliance Director, Compliance Manager, Compliance Officer, Compliance Specialist, Compliance Vice President, Credit Union Examiner, Credit Union Field Examiner, Director of Securities and Real Estate, Escrow Officer, Examining Officer, Financial Compliance Examiner, Financial Examiner, Financial Investigator, Home Mortgage Disclosure Act Specialist (HMDA Specialist), Internal Auditor, Payroll Examiner, Pension Examiner, Principal Examiner, Regulatory Analyst, Securities Compliance Examiner, Senior Capital Markets Specialist, Senior Examiner, Supervisory Examiner, Treasury Analyst.